The Corporate Counsel, Vol. XIII: 1988

November-December 1988

• Flexible Stock Plans (CC Nov-Dec 88)
• SEC Finally Issues Major Section 16 Rule Overhaul Proposals (CC Nov-Dec 88)
• Unregistered Stock Options - A Creative Solution (CC Nov-Dec 88)
• Rule 144A Proposals - A Hidden Bonus for 4(1 1/2) Transactions (CC Nov-Dec 88)
• Staff Also Tries to Codify Its Position on Reorganizations Not Starting New Holding Periods (CC Nov-Dec 88)
• Other Unfinished Rule 144 Business - Gifts (CC Nov-Dec 88)
• A New Twist on Discounted (Deferred Compensation) Stock Options and Tandem Grants (CC Nov-Dec 88)
• Your Memoranda to Clients (CC Nov-Dec 88)
• In Memorium (CC Nov-Dec 88)

September-October 1988

• Tandem Phantom Stock/Stock Options (CC Sept-Oct 88)
• More on the New Stock Plan Concept for Directors Tandem Restricted Stock/Stock Options (CC Sept-Oct 88)
• IRS Narrows Rev. Rul. 80-300 - New Limit on Deferred Compensation Cash-In Features (CC Sept-Oct 88)
• Good News! FASB Takes Giant Step Backward on APB No. 25 Project (CC Sept-Oct 88)
• Staff About to Take Hardline 16b-3 Position on SDRs (CC Sept-Oct 88)
• Summary Annual Reports (CC Sept-Oct 88)
• NYSE Seeks Onerous Listing Requirements for Stock Option Plans (CC Sept-Oct 88)
• Stock-for-Stock Exchange Starts New Rule 144 Holding Period (CC Sept-Oct 88)

July-August 1988

• Using Option Stock to Pay Withholding Taxes (CC July-Aug 88)
• The Immaculate Exercise (CC July-Aug 88)
• "Discounted" (Deferred Compensation) Stock Options (CC July-Aug 88)
• Transferable Stock Options (CC July-Aug 88)
• S-8's and Consultants (CC July-Aug 88)
• S-8 May Cover Shares of the Issuer Obtained from Others (CC July-Aug 88)
• Selling Pledged Securities - Rule 144(k) (CC July-Aug 88)
• New Section 16 Compliance Survey (CC July-Aug 88)
• In-House Compensation Data Released (CC July-Aug 88)
• Staff Affirms Grant Date is Form 4 Reporting Date for Forfeitable Stock (CC July-Aug 88)
• Form 4 Reporting - Peter Romeo's Book (CC July-Aug 88)

May-June 1988

• Transferable Stock Options - An Update (CC May-June 88)
• Stock Plan Amendment Permitting Lifetime Transfers OK'd by Staff (CC May-June 88)
• Rule 701 Clarifications: The Emphasis is on Offers (CC May-June 88)
• Termination of TRASOPs and PAYSOPs (CC May-June 88)
• Technical Corrections Bill and ISOs (CC May-June 88)
• Discounted (Deferred Compensation) Stock Option Update (CC May-June 88)
• Staff Holds the Line On No-Registration Position for Director Stock Option Plans (CC May-June 88)
• The Section 16 Project (CC May-June 88)

March-April 1988

• Reg D "I & I" Defense Proposed Rule 701 Adopted (CC Mar-April 88)
• Rule 701 - A Significant New Registration Exemption for Employee Stock Plans of Non-Public Issuers (CC Mar-April 88)
• Large Underwritten Sales By Former Affiliate Without Registration (CC Mar-April 88)
• A New Way to "Go Public" Without Registration (CC Mar-April 88)
• Staff Withdraws "Top Hat" No-Registration/No-Restricted Securities Position (CC Mar-April 88)
• More on the Stock Withholding Feature (CC Mar-April 88)
• The Immaculate Cashless Option Exercise - A Way Around SAR Accounting? (CC Mar-April 88)
• Discounted (Deferred Compensation) Stock Options (CC Mar-April 88)
• Stock Depreciation Rights (CC Mar-April 88)
• Section 16 Project Update (CC Mar-April 88)
• Immediate Public Availability of Interpretive Letters (CC Mar-April 88)
• 1988 Survey of Corporate Law Department Salaries (CC Mar-April 88)

January-February 1988

• Stock Depreciation Rights (CC Jan-Feb 88)
• Commission to Adopt Reg D Substantial Compliance ("I & I") Defense (CC Jan-Feb 88)
• More on Discounted (Deferred Compensation) Stock Options (CC Jan-Feb 88)
• The "Immaculate" Cashless Option Exercise (CC Jan-Feb 88)
• Avoiding Delivery of Stock Certificates on Stock-for-Stock Exercises (CC Jan-Feb 88)
• Tax Withholding for SARs (CC Jan-Feb 88)
• Staff Takes Another No-Registration/No-Restricted Securities Position for a Top Hat Stock Option Plan (CC Jan-Feb 88)
• No Need for Shareholder Approval for Cancelling and Reissuing Options (CC Jan-Feb 88)
• Cashless Exercises - The Form 4 Exercise Date (CC Jan-Feb 88)
• Staff Issues De Minimis Exemption Permitting Immediate Sales By Affiliates (CC Jan-Feb 88)
• Staff Issues Several More New 3(a)(10) No Restricted Securities Letters (CC Jan-Feb 88)
• Proxy Solicitation (CC Jan-Feb 88)
• Proxy Statement Loan Disclosures (CC Jan-Feb 88)
• Section 16 Preventive Procedures (CC Jan-Feb 88)