The Corporate Counsel, Vol. XV: 1990

November-December 1990

• Voluntary Proxy Disclosure of Executives' "Carried Interest" in Company Stock (CC Nov-Dec 90)
• Staff Says Section 16 Indebtedness Which Has Been Collected Need Not Be Reported (CC Nov-Dec 90)
• Shareholder Approval of New Stock Plans (CC Nov-Dec 90)
• Prospective Shareholder Approval of Material Plan Amendments - Corporate Law Requirements (CC Nov-Dec 90)
• Our 83(c) Horror Story Revisited (CC Nov-Dec 90)
• Short Sales and the New Rule 144(d) Amendments (CC Nov-Dec 90)
• Short Sales and Call Options Covered By Shelf-Registered Stock (CC Nov-Dec 90)
• Distribution of Restricted Securities Does Not Start New Holding Period Under New Rule 144(d) (CC Nov-Dec 90)
• Staff Reconsidering Its Cal Fed 16b-3 Pricing Position (CC Nov-Dec 90)
• Low-Priced Stock Warning (CC Nov-Dec 90)
• Odd Lot Buyouts Follow Up (CC Nov-Dec 90)
• Staff Issues Favorable 701 Letter Covering Independent Sales Agents (CC Nov-Dec 90)
• Law Department and Corporate Secretary Compensation Surveys (CC Nov-Dec 90)
• 1991 Survey of Corporate Law Department Salaries (CC Nov-Dec 90)

September-October 1990

• Your Outstanding S-8's - An Easier Transition to the New System (CC Sept-Oct 90)
• Bonus Shares May Require S-8 Registration Statement (CC Sept-Oct 90)
• Replacing Underwater Options (CC Sept-Oct 90)
• Corporate Repurchases (CC Sept-Oct 90)
• Liquidating Pledged Securities (CC Sept-Oct 90)
• Securities Enforcement Remedies Act Adopted - Monetary Penalties for 16(a) Filing Violations (CC Sept-Oct 90)
• Odd Lot Shareholder Buyouts - Update (CC Sept-Oct 90)
• Holding Period Where Convertible Note is Payable in Cash or Stock - Revisited (CC Sept-Oct 90)
• Staff Amends Form 144 to Reflect Change in Short Sale Position (CC Sept-Oct 90)
• The Rule 701 Amount Limit and Unvested Options (CC Sept-Oct 90)
• Gifts and Other Year-End Transactions - Recap (CC Sept-Oct 90)
• An 83(c) Horror Story (CC Sept-Oct 90)
• Staff Permits Issuer to Extend Option Exercises (and Vesting) up to the Maximum Option Term (CC Sept-Oct 90)

July-August 1990

• Section 16 Plaintiffs' Attorney's Fees (CC July-Aug 90)
• Commencement of Holding Period Where Convertible Note is Payable in Cash or Stock (CC July-Aug 90)
• Staff Does Not Allow Tacking For Reorganization Involving Additional Acquisition of Property (CC July-Aug 90)
• Not Tacking For Exchange of Limited Partnership Interests for Stock of Issuer (CC July-Aug 90)
• Re-domiciliation Involving Foreign Issuer Treated as "Recapitalization" Resulting in Tacking (CC July-Aug 90)
• Exceeding the Rule 144 Amount Limits (CC July-Aug 90)
• Staff Says Discounted Stock Options Satisfy Rule 16b-3 Price Formula Requirement (CC July-Aug 90)
• Section 16(b) Reminders - Tax Deductibility; Offset for Anti-Fraud Damages (CC July-Aug 90)

The Corporate Counsel, Vol. XV, No. 3: May-June 1990

• The New S-8 (CC May-June 90)
• Rule 144A (CC May-June 90)
• Major Rule 144 Amendments (CC May-June 90)
• Sales By Former Affiliates - 144(k) vs 4(1) (CC May-June 90)
• Staff Interprets Application of Rule 144 Amount Limits to ADR's (CC May-June 90)
• Staff Ceases to Issue 144(c)(2) Comfort Letters (CC May-June 90)
• Application of Section 16 to Stock Options In Divorce Context (CC May-June 90)
• Section 16 Status Report (CC May-June 90)

March-April 1990

• The Upcoming Section 16 Release - Some Unresolved Interpretive Questions (CC Mar-April 90)
• Staff Issues More Favorable Discounted Stock Option Letter But Leaves Open Larger Questions (CC Mar-April 90)
• Compensation Alternative Stock Options - SEC Considerations (CC Mar-April 90)
• Dealing With Plaintiffs' Lawyers (CC Mar-April 90)
• Don't Forget State Law for Restricted Stock Plans (CC Mar-April 90)
• Cancellation of Options Upon a Merger (CC Mar-April 90)
• Staff Issues Several Recent 83(a)(10) Letters (CC Mar-April 90)
• Rule 144 Legends (CC Mar-April 90)
• The S-8 and Section 16 Projects (CC Mar-April 90)

January-February 1990

• Dealing With Section 16 Plaintiff's Attorneys (CC Jan-Feb 90)
• Insider Trading Preventive Procedures Pitt and Groskaufmanis Respond to Preclearance Concerns (CC Jan-Feb 90)
• Staff Opens Rule 14a-8 Door for Shareholder Proposals Cancelling Golden Parachutes (CC Jan-Feb 90)
• California's New Prop 105 South Africa Disclosure Hits Every Issuer That Sells Securities (CC Jan-Feb 90)
• California Allows Non-Cumulative Voting and Staggered Boards for Listed Companies (CC Jan-Feb 90)
• No Need to Register 401(k) Plans if No Company Stock Involved (CC Jan-Feb 90)
• S-8 Status Report (CC Jan-Feb 90)
• Staff Changes Form 4 Filing Date for Restricted Stock Grants (CC Jan-Feb 90)
• Staff Refuses to Ease Rule 144 Restrictions on Dually-Traded Canadian Securities (CC Jan-Feb 90)
• More on Option Grants After the Section 16 Rule Changes (CC Jan-Feb 90)
• 1990 Survey of Corporate Law Department Salaries (CC Jan-Feb 90)