The Corporate Counsel, Vol XX: 1995

November-December 1995

• Compensation Committee Reports (CC Nov-Dec 95)
• Are Issuers Including Their Top Five In Their Proxy Statements (CC Nov-Dec 95)
• Reader Question (CC Nov-Dec 95)
• Correcting a Proxy Gaffe (CC Nov-Dec 95)
• Granting (or Exercising) Options When Material Information is Undisclosed (CC Nov-Dec 95)
• Exhibits Follow-Up (CC Nov-Dec 95)
• 10-K Items (CC Nov-Dec 95)
• Citing Your Web Site in Your Incorporation by Reference Disclosures (CC Nov-Dec 95)
• Remember De Minimis Exception (CC Nov-Dec 95)
• Consent of Accountant in 1934 Act Filings (CC Nov-Dec 95)
• Filing Your Registration Statement in Paper Even Though You Are an Edgar Filer? (CC Nov-Dec 95)
• S-3/Number of Copies to be Filed (CC Nov-Dec 95)
• IRS Clarifies Letter Ruling on Treatment of NQSOs in Divorce (CC Nov-Dec 95)
• Unlegended Securities Turn Out to be Restricted Securities Subject to a Stop Transfer Order (CC Nov-Dec 95)
• Staff Responds Negatively to our Section 16 Exercise Notice Request (CC Nov-Dec 95)
• IPO Rights of First Refusal (CC Nov-Dec 95)
• Trading Prior to a Research Report (CC Nov-Dec 95)
• Reorganized NASD Manual in Works (CC Nov-Dec 95)
• California Blue Sky Relief for Private Mergers - At Last (CC Nov-Dec 95)

September-October 1995

• The New Rule 16b-3 Proposal (CC Sept-Oct 95)
• Use of Electronic Media for Prospectuses, Proxy Statements, Tender Offers Etc. (CC Sept-Oct 95)
• Staff Provides Guidance on Putting DRSPP Information on the Internet (CC Sept-Oct 95)
• Converting From an S-1 to an S-3 by Post-effective Amendment Follow-up (CC Sept-Oct 95)
• Form S-8 - Filing of Plan Amendment (CC Sept-Oct 95)
• 10-Q and 10-K Cut-off Date (CC Sept-Oct 95)
• Must All Exhibits Still Be Filed with Each 10-K? (CC Sept-Oct 95)
• SEC Disclosure Simplification Task Force (CC Sept-Oct 95)
• Status of Rule 144 Holding Period Amendment (CC Sept-Oct 95)
• Forms 3, 4, 5 And 144 to be Filed via EDGAR (CC Sept-Oct 95)
• SEC Up and Running on the Internet (CC Sept-Oct 95)

July-August 1995

• Rule 144 (CC July-Aug 95)
• Regulation S (CC July-Aug 95)
• Financial Statement Requirements for Significant Business Acquisitions(CC July-Aug 95)
• Moving Executive Compensation Disclosures from the Proxy Statement to the 10-K (CC July-Aug 95)
• 1934 Act Reporting Relief for Small Issuers (CC July-Aug 95)
• California General Solicitation Exemption, Reg D General Solicitation, and Pre-IPO (CC July-Aug 95)
• Abbreviated Financial Statements (CC July-Aug 95)
• The Wallman Advisory Committee on Capital Formation (CC July-Aug 95)
• SEC Accepting Faxed Filings - But With Two-Step Delivery For Now (CC July-Aug 95)
• A Same-Day FAX Filing Service for Forms 3, 4, and 5 (CC July-Aug 95)
• Staff Permits non-Rule 144 Sale of 15% of Outstanding Stock of Issuer (CC July-Aug 95)
• Rule 144 Legend Removal Practices - Favorable New Staff Letter (CC July-Aug 95)
• Staff Confirms that Shelf S-3 Covered Shares May be Resold Instead, Under Rule 144 (CC July-Aug 95)
• Wish List Item on OTC Prospectus Delivery for Shelf Offerings Coming Closer to Realization (CC July-Aug 95)
• Some Additional Relief Needed for Smaller Issuers (CC July-Aug 95)
• Equity Swaps-IRS Delivers Body Blow (CC July-Aug 95)
• FASB Targeting September for Issuance of Final Statement on Accounting for Stock Plans (Cc July-Aug 95)
• More Issuers Becoming Eligible for Primary S-3? (CC July-Aug 95)
• EDGAR Practices (CC July-Aug 95)
• Rule 16b-3 Phase-In Deadline Extended (CC July-Aug 95)
• Registration Statements Covering Firm Commitment Underwritten Offerings of Common Stock (Cc July-Aug 95)
• Typical Expenses in Under Written Public Offerings of Common Stock (CC July-Aug 95)
• Underwriter Spreads of Common Stock by Domestic Issuers (CC July-Aug 95)

May-June 1995

• DRSPPs-Dividend Reinvestment and Stock Purchase Plans (CC May-June 95)
• Street Name vs Individual Record of Ownership Costs (CC May-June 95)
• Non-Qualified Deferred Compensation Plans-1933 Act Questions (CC May-June 95)
• The Proposed New FASB Accounting Standard (CC May-June 95)
• Staff Review (CC May-June 95)
• No Action/Interpretive Letter Response Time (CC May-June 95)
• Staff Accounting Comments (CC May-June 95)
• Drafting of Risk Factors-The Lesson Bespeaks Caution Doctrine (CC May-June 95)
• The Chief Counsel's Answering Machine (CC May-June 95)
• Staff Permits Limited Advertising of Commercial Paper (CC May-June 95)
• Staff Says Rule 701 Resale Provisions Available to Shares Transferred to Trusts (CC May-June 95)
• A Correction: Distribution of Quarterly Reports to Beneficial Owners Not Required (CC May-June 95)

March-April 1995

• Sales of Restricted Securities and T Plus 3 Settlements (CC Mar-April 95)
• Metaphysics Status Report (CC Mar-April 95)
• Reader Questions-Rule 144 Current Public Information Requirement (CC Mar-April 95)
• Staff Expands Favorable Rule 144 Exception for Estates (CC Mar-April 95)
• Free-Riding Rule Changes Finally Adopted (CC Mar-April 95)
• Financial Statement Disclosure of Issuer Put Transactions (CC Mar-April 95)
• Staff Review of SB-1 and SB-2 Registration Statements (CC Mar-April 95)
• The Gustafson §12(2) Decision (CC Mar-April 95)
• Reg S Update (CC Mar-April 95)
• 1933 Act Disclosure Requirements for Acquisitions (CC Mar-April 95)
• The "F" Word and Section 5 in the Computer Age (CC Mar-April 95)

January-February 1995

• Corporate Repurchase Programs (CC Jan-Feb 95)
• Edgar Rules Finalized (CC Jan-Feb 95)
• Rule 144 and Estates (CC Jan-Feb 95)
• Rule 144-Who is an Affiliate (CC Jan-Feb 95)
• Selling Shelf-Registered Stock Under Rule 144; Or Without Restriction Under Rule 144(k) (CC Jan-Feb 95)
• Calculating the Top Five Salary and Bonus Only (CC Jan-Feb 95)
• Including the Executive Compensation Disclosures in Your 10-K (CC Jan-Feb 95)
• Does Your 10-K Executive Officer List Conform With Your Section 16 Executive Officers (CC Jan-Feb 95)