The Corporate Counsel, Vol. XLIII: 2018

November-December 2018 [PDF]

• It is (Past) Time to Update Your Insider Trading Policy: Our Latest Resources (CC Nov-Dec 2018)
• Why Have a Policy in the First Place? (CC Nov-Dec 2018)
• Applying the SEC's Recent Cybersecurity Guidance (CC Nov-Dec 2018)
• Increasing Access to Information: Are Policy Changes Required? (CC Nov-Dec 2018)
• What is the Right Window/Blackout Period? (CC Nov-Dec 2018)
• Blackout Periods: Issuers vs. Individuals (CC Nov-Dec 2018)
• Who Approves the Insider Trading Policy? (CC Nov-Dec 2018)
• Rule 10b5-1 Plans—What's Next? (CC Nov-Dec 2018)
• Evolving Insider Trading Law: Personal Relationships (CC Nov-Dec 2018)
• 2019 Executive Compensation Disclosure Treatise (CC Nov-Dec 2018)
• 2019 Edition of Romanek & Dunshee's "In-House Essentials Treatise" (CC Nov-Dec 2018)

November-December 2018 Special Supplement [PDF]

• Our Model Insider Trading Program (CC Nov-Dec 2018)
• Model Insider Trading Policy (CC Nov-Dec 2018)
• Model Memorandum to Directors & Executive Officers [(and Other Designated Employees)] (CC Nov-Dec 2018)
• Amended Insider Trading Policy & Procedures (CC Nov-Dec 2018)
• Model Memorandum to Department Heads Regarding Certifications (CC Nov-Dec 2018)
• Model Board Resolutions (CC Nov-Dec 2018)
• Guidelines for Rule 10b5-1 Plans (CC Nov-Dec 2018)

September-October 2018 [PDF]

• Disclosure & Internal Controls After the SEC's Cyber 21(a) Report (CC Sept-Oct 2018)
• The SEC Faces Pressure to Bring Cyber Enforcement Cases (CC Sept-Oct 2018)
• What the SEC Expects from Disclosure Controls & Procedures (CC Sept-Oct 2018)
• Internal Controls Must Protect "Assets" (CC Sept-Oct 2018)
• Use COSO to Assess Cybersecurity Controls (CC Sept-Oct 2018)
• Seven Key Points to Consider When Reviewing Your Cybersecurity Controls (CC Sept-Oct 2018)
• Top 22 Takeaways: Our "Pay Ratio & Proxy Disclosure Conference" (CC Sept-Oct 2018)
• 2019 Executive Compensation Disclosure Treatise (CC Sept-Oct 2018)

July-August 2018 [PDF]

• Avoiding "Proxy Panic": Tips for Dealing With Post-Mailing Surprises (CC July-Aug 2018)
• What Might Make You Consider an Update? (CC July-Aug 2018)
• Developments That Don't Necessarily Prompt Updates (CC July-Aug 2018)
• Do You Need to Amend or Supplement Your Proxy? (CC July-Aug 2018)
• Do You File an Amendment or a Supplement? (CC July-Aug 2018)
• When Will Changes Result in a New 10-Day Waiting Period? (CC July-Aug 2018)
• Do You Have to Send New Materials to Shareholders? (CC July-Aug 2018)
• Should You Postpone or Adjourn the Meeting? (CC July-Aug 2018)
• Proxy Voting: Are "Broker-Managed Accounts" Shifting the Landscape? (CC July-Aug 2018)
• Materiality: Making the Call, Part II (CC July-Aug 2018)
• 2019 Executive Compensation Disclosure Treatise (CC July-Aug 2018)

May-June 2018 [PDF]

• The Fundamentals of a "Fundamental Change" (CC May-June 2018)
• What's the Big Deal About a "Fundamental Change?" (CC May-June 2018)
• When It Comes to Formal Guidance, You're on Your Own (Mostly) (CC May-June 2018)
• "Fundamental Change" Lore: Informal Corp Fin Statements (CC May-June 2018)
• Comment Letters Addressing "Fundamental Changes" (CC May-June 2018)
• Clues from Form 1-U? (CC May-June 2018)
• SEC Enforcement & Litigation (CC May-June 2018)
• Seven "Fundamental Change" Lessons from Experience (CC May-June 2018)
• The Cabinet of Curiosities: Strange Things in the Exchange Act (CC May-June 2018)
• The Rules Don't Always Mean What They Say (CC May-June 2018)
• Section 16: It's Not Just for the Big Guys (CC May-June 2018)
• Insider Trading - The Legal Kind (CC May-June 2018)
• The Williams Act? But It's a Private Company (CC May-June 2018)
• The Case of the Missing (But Not Really Missing) Fourth Quarter 10-Q (CC May-June 2018)
• Register Now to Save. Our "Pay Ratio & Proxy Disclosure Conference" (CC May-June 2018)
• "101 Pro Tips - Career Advice for the Ages" (CC May-June 2018)
• 2019 Edition of Romanek's & Dunshee's "In-House Essential Treatise" (CC May-June 2018)

March-April 2018 [PDF]

• Rule 144 Compliance Alert: How Does Your 401(k) Plan Administrator Handle Affiliates' Sales of Issuer Stock? (CC Mar-Apr 2018)
• Was the Spotify Direct Listing a 1933 Act "Distribution?" (CC Mar-Apr 2018)
• The SEC's Splash on Cybersecurity: The Latest Guidance—and Enforcement Activity (CC Mar-Apr 2018)
• Revisiting Form 8-K Filing Obligations under Item 5.02(e) (CC Mar-Apr 2018)
• Register Now to Save. Our "Pay Ratio & Proxy Disclosure Conference" (CC Mar-Apr 2018)
• Coming Soon: The "Section 16 Forums" (CC Mar-Apr 2018)
• Launched: Our New "In-House Accelerator" (CC Mar-Apr 2018)

January-February 2018 [PDF]

• Best Practices for Drafting Your Risk Factors (CC Jan-Feb 2018)
• Materiality: Making the Call (CC Jan-Feb 2018)
• Board Risk Oversight in the #MeToo Era (CC Jan-Feb 2018)
• Early Bird Registration Expires Soon. Our "Pay Ratio & Proxy Disclosure Conference" (CC Jan-Feb 2018)
• Just Announced: The "Section 16 Forums" (CC Jan-Feb 2018)
• Launched: Our New "In-House Accelerator" (CC Jan-Feb 2018)