The Corporate Counsel, Vol. XLVIII: 2023

November-December 2023 [PDF]

• SEC Amends Section 13(d) and Section 13(g) Beneficial Ownership Reporting Rules (CC Nov-Dec 2023)
• Related Person Transactions: Item 404's Requirements (CC Nov-Dec 2023)
• Renewal Reminder: Ensure Uninterrupted Access to Your CCRcorp Membership (CC Nov-Dec 2023)

September-October 2023 [PDF]

• Wells Notices: An Overview of the Disclosure Landscape (CC Sept-Oct 2023)
• Capital Markets Alternatives: PIPEs and Variations on the PIPEs Theme (CC Sept-Oct 2023)
• The Limits of Exculpation: Personal Liability for Acts Taken on Behalf of a Corporation (CC Sept-Oct 2023)
• Coming Soon: The SEC Compliance & Governance Accelerator (CC Sept-Oct 2023)

July-August 2023 [PDF]

• SEC Adopts the Long-Anticipated Cybersecurity Disclosure Requirements (CC July-Aug 2023)

May-June 2023 [PDF]

• SEC Adopts Amendments Requiring More Detailed Share Repurchase Disclosure (CC May-Jun 2023)
• What's in a Name? Postponement, Adjournment and Recess of Stockholders' Meetings (CC May-Jun 2023)

March-April 2023 [PDF]

• Non-GAAP Financial Measures: The Pendulum Swings (CC Mar-Apr 2023)
• Layoff Season - Are Your Disclosure Controls Ready? (CC Mar-Apr 2023)
• Capital Markets Alternatives: At-the-Markets Offerings (CC Mar-Apr 2023)

January-February 2023 [PDF]

• Rule 10b5-1(c) Amendments: Get Ready for the New Rules of the Road (CC Jan-Feb 2023)
• It is That Time Again! Critical Updates to Your Insider Trading Policy (CC Jan-Feb 2023)
• Special Supplement: Model Insider Trading Policy (CC Jan-Feb 2023)